Foreword
Here's the Inside Story on the New AS/400e Series
About the Author

Chapter 1—Advanced Application Architecture
Computer Architecture
A Programmer’s View
Levels of Abstraction
Software Design
Architecture Classification
Processor-Centric Architecture
Application Programming Interface (API)-Centric Architecture
High-Level Machine Architecture
It’s in the Sauce

Chapter 2—The PowerPC Technology
Those Incredible Shrinking Chips
The PowerPC Alliance
The Evolution of PowerPC
The AS/400 Commercial RISC Processor
PowerPC Technology for the AS/400
The PowerPC Architecture
Extensions to the PowerPC Architecture
A 65-Bit Processor?
Amazon Instructions
AS/400 Processor Implementations
The First-Generation Muskie Processors
The First- and Second-Generation Cobra Processors
The Third-Generation Apache Processors
The Fourth-Generation Processors and Beyond
The Memory Subsystem
Memory Organizations
We’d Rather Switch than Fight
The Future of Memory Switches
Conclusions

Chapter 3—The System Licensed Internal Code
Divide and Conquer
Microcode
SLIC Roads Ahead
OO Concepts
SLIC Development Environment
The Cost of SLIC
SLIC Kernel Technologies
System/36 Personality
Something Old, Something New
Advanced 36
Conclusions

Chapter 4—The Technology-Independent Machine Interface
Overview of the MI Architecture
A Non-Executable Interface
AS/400 Language Compilers
Characteristics of the Machine Interface
Working with MI Programs
Creating a Program
Destroying a Program
Program Materialization and Observability
Inside a Program Template
The MI Instruction Formats
The MI Op-Code
The Op-Code Extender
MI Instruction Examples
Conclusions

Chapter 5—Objects and Object Management
Object Naming
OS/400 Objects and MI System Objects
Finding Objects
Libraries
Shared Folders
The Integrated File System
Accessing Objects
Capability-Based Addressing
Resolving System Pointers
Other Pointer Types
System Object Characteristics
Program Objects
Inside a System Object
Segmented Memory
System Object Structure
Multisegment Objects
Contents of the Headers
Segment Headers
EPA Headers
Examples of Objects
Conclusions

Chapter 6—The Integrated Database
The Database with No Name
Data Warehousing
Transforming Operational Data into Informational Data
Database Servers
Parallel Processing
Multidimensional Databases (MDD)
Data Analysis and End-User Tools
Managing the Warehouse
Relational Database Evolution
The Two Faces of Database
Overview of Database Operations
Functions of a Database Management System
Data Description and File Creation
Creating Physical Files and Tables
Creating Logical Files and Views
Data Dictionary and Catalogs
Data and Program Independence
Data Security
Data Integrity and Recovery
Journaling
System-Managed Access Path Protection
Commitment Control
Triggers
Referential Integrity
High-Availability Disk Systems
Other Database Functions
Stored Procedures
National Language Support
Predictive Query Governor
Database Performance Enhancements
Distributed Databases
Gateways to Other Databases
DataPropagator
OptiConnect
Implementation of Database Functions
Database Objects
Data Spaces
Data-Space Indexes
Cursors
The User’s Path to Data
SLIC Journaling
Commitment Control in SLIC
Machine Indexes
Binary Searches
Binary Radix Trees
Internals of a Binary Radix Tree
Conclusions

Chapter 7—Security and Authorization
Integrated Security
System Security Levels
Level 10 — No Security
Level 20 — Password Security
Level 30 — Resource Security
Level 40 — Operating System Security
Level 50 — C2 Level Security
User Profiles
User Class
Objects Owned and Authorized
Authorization of Objects
Privileged Instructions and Special Authorities
Program Adoption of Authority
Grouping Authority
Authority Search Algorithm
The Need for More Security in a Networked World
Attaching PCs to an AS/400
Viruses, Worms, Trojan Horses, and Other Nasty Critters
Secure Web Serving
Conclusions

Chapter 8—Single-Level Store
How Many Bytes Do 64 Bits Address?
Virtual Memory
Virtual Memory for Timesharing
A Single-Level Virtual Memory
Persistent Virtual Memory
Overview of Single-Level Store
Performance Implications of Single-Level Store
Pointers and Tags
Hardware Protection for Pointers
Tags-Active Mode
Pointers and Tags on Disk
Inside a Pointer
A Tale of Two Address Sizes
Running Out of Addresses
Address Translation
Memory Model Characteristics
Machine State Register
Address Translation Overview
Virtual-to-Real Address Translation
Hashing
Page Table Entry
Memory Access Modes
Page Protection
Disk Management
Auxiliary Storage Pools (ASPs)
Storage Segments
Disk Extents
Access Group Segments
Auxiliary Storage Directories
Conclusions

Chapter 9—Process Management
The World’s Greatest Tasking Structure
Microkernel Technologies
Starting at the Bottom
Task Dispatching in the AS/400
The States of a Task
Task Dispatching Queue
Send/Receive Queues and Counters
Multiprocessor Considerations
Symmetric Multiprocessing
Asymmetric Multiprocessing
Dynamic Priority Scheduling
MI Processes
Original Process Model
ILE Process Model
Inside an ILE Process
ILE Process Structure
ILE Activation Group
Exceptions, Events, and Interrupts
Exceptions and Events at the MI
SLIC Exception Management
Hardware Context Switching
Work Management and OS/400 Jobs
Work-Management Concepts
Subsystems
Original and New Job Structures
Processes, Tasks, Jobs, Activation Groups, and Threads
Conclusions

Chapter 10—The I/O System
A Time of Transition
Basic I/O Concepts
Industry-Standard I/O
The SPD Bus
SPD I/O Hardware Connections
SPD I/O Bus Operations
I/O Operations on the AS/400
Objects to Support I/O
The Components of I/O
Putting It All Together
Conclusions

Chapter 11—Inside Version 4
AS/400 Enhancements for Version 4
Network Computing
Implementing the Standards
The Battle for the Desktop
Collaborative Computing
Simplified Client/Server Computing
Application Enablement
Java, Java Everywhere and Not a Drop to Drink
Java for the AS/400
The San Francisco Project (Java Frameworks)
Integrated PC Servers
AS/400 e-server Models
Data Capabilities
High-End Growth for the AS/400e series
The RISC Processor and How It Will Grow
Clusters and Continuous Availability
Price/Performance Improvements for the AS/400e series
Commonality
New I/O Technologies
Conclusions

Chapter 12—The AS/400 in the 21st Century
Future Processor Technologies
Fifth-Generation Processors
Beyond RISC
The History of VLIW in Rochester
The Future of Multiprocessor Systems
Scalable Shared-Memory Multiprocessors
CC-NUMA and COMA
The Future of AS/400 I/O
Future I/O Subsystem Technology
Disk Arrays
Future AS/400 Software Technologies
Operating Systems
Global File Systems
User Interfaces
Application Technologies
Total System Performance
Benchmark Programs
How Do We Compare?
Conclusions
Appendix
Index
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